James D. Baer
|James D. Baer|
|Employer||Uhlmann Price Securities, LLC|
|Location||Chicago, IL USA|
Baer is a former member of the Chicago Board of Trade where he was an independent floor trader. He began in the futures and securities industry in 1970. Previously he was a securities broker and branch manager with Merrill Lynch.
He has served as an arbitrator with the FINRA, NFA and Chicago Board of Trade. In addition he has been retained as an industry authority and expert witness in arbitrations before the FINRA. He is a past President of Exchange Analytics Inc. and past Chairman of eaLearning LLC which provide ethics training programs and continuing education to registrants in the futures and securities industry.
Baer attended Cornell University and received an engineering degree, B.C.E. in 1965. He Jim Series 3, 4, 7, 24, 27, 53 & 66 licenses with the FINRA.