Edward Kwalwasser

Edward A. Kwalwasser Occupation Senior Counsel Employer Proskauer Rose LLP Location New York, NY LinkedIn Profile Website [ http://www.proskauer.com/ www.proskauer.com] Ed Kwalwasser is a senior counsel in Proskauer Rose LLP and formerly chief regulator at the New York Stock Exchange, where he was the number 3 executive at the exchange after former Chairman and CEO Richard Grasso left the NYSE in 2003. Kwalwasser is also a member of the board of trustees of the Institute for Financial Markets. Background Kwalwasser joined the Proskauer Rose in 2005 after serving as group executive vice peesident of the New York Stock Exchange (NYSE) in charge of the exchange's regulatory group, which comprised the Divisions of member firm regulation, market surveillance, and enforcement. While at the NYSE, he was a member of the exchange's management committee. Previous to joining the NYSE, Edward was an associate director of the Securities and Exchange Commission (SEC) Division of Market Regulation in charge of broker-dealer examination program as well as its broker-dealer net capital office. He counsels major financial institutions, including full service broker-dealers, domestic and foreign investment banks, clearing brokers, investment advisors, hedge funds and depository and settlement institutions on a wide range of regulatory and enforcement matters. Edward advises clients on SEC and SRO regulations and compliance, best practices, complex trading strategies, securities lending activities, investment product development, internal investigations, civil and administrative enforcement proceedings as well as securities arbitrations. Kwalwasser was a member of the board of directors of the Depository Trust Corporation and a founding director of the SEC Historical Society. He also serves on the board of trustees for the Institute for Financial Markets. References

@JohnLothian Twitter Feed @JohnLothian: Opinion | Inside the Mind of an Addict - The Wall Street Journal Opinion | Inside the Mind of an Addict - The Wall Street Journal https://t.co/TfeMqoe6pU— John Lothian (@JohnLothian) July 4, 2022 View Page @JohnLothian: Egypt Seeks Wheat in Private Talks, Marking Shift From Tenders via @YahooFinance Egypt Seeks Wheat in Private Talks, Marking Shift From Tenders https://t.co/cRpr0x2nUc via @YahooFinance— John Lothian (@JohnLothian) July 4, 2022 View Page @JohnLothian: Sam Bankman-Fried might be crypto's central banker as bailouts pile up, but others could step in as 'Sam was just the first' via @YahooFinance Sam Bankman-Fried might be crypto's central banker as bailouts pile up, but others could step in as 'Sam was just the first' https://t.co/TdKpmXYNh0 via @YahooFinance— John Lothian... View Page @JohnLothian: Binance Chief Says Massive Hack Detected in Asia. There May Be Trouble in China. via @YahooFinance Binance Chief Says Massive Hack Detected in Asia. There May Be Trouble in China. https://t.co/he1LxUTWrX via @YahooFinance— John Lothian (@JohnLothian) July 4, 2022 View Page @JohnLothian: Iran Slashes Cost of Its Oil to Compete With Russia in China via @YahooFinance Iran Slashes Cost of Its Oil to Compete With Russia in China https://t.co/yQmVQNs7DO via @YahooFinance— John Lothian (@JohnLothian) July 4, 2022 View Page @JohnLothian: https://t.co/5KQvjn5ONm— John Lothian (@JohnLothian) July 4, 2022 View Page We visit more than 100 websites daily for financial news (Would YOU do that?). Read the John Lothian Newsletter. FREE 90 day trial