Elizabeth K. King

From MarketsWiki
Jump to navigation Jump to search

Elizabeth K. King
Elizabeth King.jpg
Occupation President, ESG and Chief Regulatory Officer
Employer Intercontinental Exchange
Location Chicago
LinkedIn Profile
Website www.theice.com

Elizabeth King is president, ESG and chief regulatory officer at Intercontinental Exchange (ICE). In this role, she also oversees the NYSE’s Board Advisory Council, which works with the CEOs of NYSE-listed firms to identify diverse candidates for boards of directors of venture-funded and newly public companies. As ICE’s chief regulatory officer, King oversees the company’s global regulatory and government affairs initiatives.

Before 2022, King was general counsel and chief regulatory officer of the New York Stock Exchange. She added the regulatory position to her duties in September 2018.[1][2]

King joined the board of directors of OCC as an exchange director in July of 2018, filling a vacancy created by the departure of former NYSE Group President Thomas Farley in May of that year.[3]

Previously, she was part of the regulatory legal team at Getco LLC and then was global head of government & regulatory affairs at KCG, the company that resulted from the merger of Knight Capital with GETCO. [4] She joined the Chicago-based electronic trading firm in June of 2010.[5]

Background[edit]

Before joining Getco and KCG Holdings, King was associate director, division of trading and markets at the U.S. Securities and Exchange Commission. She had been with the SEC since 1993. She supervised the division's regulation of the exchange-listed options industry as well as other derivatives. She was also in charge of directing the SEC's policy on regulating OTC derivatives.[6]

King was instrumental in guiding the industry toward trading in penny increments.

After she left the SEC, King was subject to a one-year “cooling-off period” before she could represent Getco to her former employer, the Securities and Exchange Commission (SEC).[7]

Prior to joining the SEC, King was an associate at the law firm of Shaw, Pittman, Potts & Trowbridge.[8]

Education[edit]

King has a J.D. from the University of Pennsylvania and an A.B. from Duke University.

References[edit]

John Lothian News logo1.png

@JohnLothian Twitter Feed

@JohnLothian: Alex Teng's first episode of Options Discovery for The Spread for John Lothian News
Alex Teng's first episode of Options Discovery for The Spread for John Lothian News https://t.co/SNoXEcwQmf— John Lothian (@JohnLothian) June 24, 2022

View Page

@JohnLothian: Celsius Network hires advisors to prepare for potential bankruptcy - WSJ | Reuters
Celsius Network hires advisors to prepare for potential bankruptcy - WSJ | Reuters https://t.co/4zcpMEtSjm— John Lothian (@JohnLothian) June 24, 2022

View Page

@JohnLothian: I just uploaded “Options Discovery episode 1” to #Vimeo:
I just uploaded “Options Discovery episode 1” to #Vimeo: https://t.co/tfkcDs9xPH— John Lothian (@JohnLothian) June 24, 2022

View Page

@JohnLothian: I just added “Options Discovery episode 1” to 2022 - JLN Videos on #Vimeo:
I just added “Options Discovery episode 1” to 2022 - JLN Videos on #Vimeo: https://t.co/N6nyhocoom— John Lothian (@JohnLothian) June 24, 2022

View Page

@JohnLothian: Crypto Exchange FTX in Talks to Acquire Stake in BlockFi via @YahooFinance
Crypto Exchange FTX in Talks to Acquire Stake in BlockFi https://t.co/WUTgqewC6Z via @YahooFinance— John Lothian (@JohnLothian) June 24, 2022

View Page

@JohnLothian: Commissioner Pham to Join the Forkast News Flagship Virtual Events Series 2022 | The Future of Stablecoins | CFTC
Commissioner Pham to Join the Forkast News Flagship Virtual Events Series 2022 | The Future of Stablecoins | CFTC https://t.co/xUc0X3rkox— John Lothian (@JohnLothian) June 24, 2022

View Page

We visit more than 100 websites daily for financial news (Would YOU do that?). Read the John Lothian Newsletter.