Jennifer Baum

From MarketsWiki
Jump to navigation Jump to search



Jennifer Baum
Jennifer Baum 300x450.jpg
Occupation Chief Compliance Officer
Employer OCC
Location Chicago
LinkedIn Profile


Jennifer Baum was promoted to the position of OCC's chief compliance officer and senior vice president in June 2020, taking the place of Joe Adamczyk when he left the organization. She also serves as a member of OCC's management committee. [1]

Background[edit]

Baum joined OCC in November 2017 and previously served as first vice president, regulatory and corporate compliance. She has worked in various capacities in the compliance and futures industries for more than 25 years, including as managing director of the investigations department of the Chicago Board of Trade, associate director of market regulation at CME Group and executive vice president of client solutions at MF Global.

In addition to her regulatory background, Baum has run global new account operations and client service functions at several financial services firms. She also has served in chief compliance officer roles at smaller futures commissions merchants, including Dorman Trading LLC, where she worked for nearly four years before joining OCC.[2] [3]


Education[edit]

Baum is a graduate of the University of Illinois at Urbana-Champaign

References[edit]

John Lothian News logo1.png

@JohnLothian Twitter Feed

@JohnLothian: Futures Discovery: Regulation & Do You Need to be Registered
Futures Discovery: Regulation & Do You Need to be Registered https://t.co/tFKhuLB7M8— John Lothian (@JohnLothian) February 21, 2024

View Page

@JohnLothian: RT @TheBlock__: Hong Kong plans to submit stablecoin, OTC crypto bills soon following consultation: official
Hong Kong plans to submit stablecoin, OTC crypto bills soon following consultation: official https://t.co/8mFqKknh1I— The Block (@TheBlock__) February 21, 2024

View Page

@JohnLothian: MFA issues statement on the European Union MiFIR agreement
MFA issues statement on the European Union MiFIR agreementhttps://t.co/cgiuzKEgjy— John Lothian (@JohnLothian) February 21, 2024

View Page

@JohnLothian: Tax records reveal the lucrative world of covid misinformation - The Washington Post
Tax records reveal the lucrative world of covid misinformation - The Washington Post https://t.co/bxLrBHa8np— John Lothian (@JohnLothian) February 21, 2024

View Page

@TheBlock__: RT by @johnlothian: Hong Kong plans to submit stablecoin, OTC crypto bills soon following consultation: official
Hong Kong plans to submit stablecoin, OTC crypto bills soon following consultation: official https://t.co/8mFqKknh1I— The Block (@TheBlock__) February 21, 2024

View Page

@JohnLothian: HSBC’s Profit Sinks on $3 Billion Charge at Chinese Bank
HSBC’s Profit Sinks on $3 Billion Charge at Chinese Bank https://t.co/GvsqJPQsJN— John Lothian (@JohnLothian) February 21, 2024

View Page

We visit more than 100 websites daily for financial news (Would YOU do that?). Read the John Lothian Newsletter.