Joanna Mallers

Joanna Mallers Occupation Vice President Employer Futures Industry Association Location Chicago LinkedIn Profile Website www.fia.org Joanna Mallers is a Chicago-based financial markets professional. She currently serves as a vice president of the Futures Industry Association. Previously, she was a consultant to the FIA and a vice president at Mizuho Securities USA, Inc. She joined Mizuho in February 2012 after spending several years chief operations officer at two proprietary trading firms, Nico Holdings LLC and DRW Trading Group. A veteran listed derivatives executive, Mallers also serves as the secretary of the FIA Principal Traders Group and is a division director for the Chicago division of the Futures Industry Association (FIA). Background Before joining Mizuho, from 2009 to 2011, Mallers served as COO of Nico Holdings, after serving as DRW in 2007 and 2008. Earlier in her career she worked as a relationship manager and director at Newedge USA LLC, and held vice president positions at ABN AMRO and ING. Mallers was one of the founders of First American Discount Corporation (FADC), along with her father William J. Mallers, Sr. and William J. Mallers, Jr. FADC was later sold to Man Financial. She holds certifications in the following: Series 3 - National Commodity Futures License Series 7 - General Securities Representative Series 24 - General Securities Principal Series 56 - Proprietary Trader Education She holds a degree in nursing from Marquette University. References

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