Lori Richards

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Lori Richards
Occupation Director Of The SEC’s Office Of Compliance Inspections And Examinations
Employer Security and Exchange Commission

Lori Richards is director of the Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations.[1]


Richards started her career with the SEC in 1985 in the enforcement program in Los Angeles. From July 1992 through May 1994, she was associate director for enforcement of the SEC's Pacific regional office in Los Angeles, responsible for coordinating the SEC’s overall enforcement program in the region.

Richards served concurrently as acting district administrator of the SEC's San Francisco district office from February 1993 through May 1994. From May 1994 to May 1995, she served as executive assistant and senior adviser to SEC chairman Arthur Levitt.


Richards received a B.A. from Northern Illinois University in 1982, and a J.D. from American University, Washington College of Law, in 1985.