Jennifer Baum

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Jennifer Baum
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Occupation Chief Compliance Officer
Employer OCC
Location Chicago
LinkedIn Profile


Jennifer Baum was promoted to the position of OCC's chief compliance officer and senior vice president in June 2020, taking the place of Joe Adamczyk when he left the organization. She also serves as a member of OCC's management committee. [1]

Background[edit]

Baum joined OCC in November 2017 and previously served as first vice president, regulatory and corporate compliance. She has worked in various capacities in the compliance and futures industries for more than 25 years, including as managing director of the investigations department of the Chicago Board of Trade, associate director of market regulation at CME Group and executive vice president of client solutions at MF Global.

In addition to her regulatory background, Baum has run global new account operations and client service functions at several financial services firms. She also has served in chief compliance officer roles at smaller futures commissions merchants, including Dorman Trading LLC, where she worked for nearly four years before joining OCC.[2] [3]


Education[edit]

Baum is a graduate of the University of Illinois at Urbana-Champaign

References[edit]

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